| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TOPAZ CAPITAL MANAGEMENT LIMITED | Rep | 提供資產管理 | 2024-05-29 | - |
| Topaz Financial Group Limited | Rep | 期貨合約交易 | 2024-05-29 | - |
| Rep | 就證券提供意見 | 2023-09-05 | - | |
| Rep | 證券交易 | 2023-09-05 | - | |
| Manulife Investment Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2022-02-24 | 2023-06-08 |
| Rep | 證券交易 | 2022-02-24 | 2023-06-08 | |
| Wanhai Securities (HK) Limited | Rep | 就證券提供意見 | 2012-04-27 | 2014-05-01 |
| Rep | 證券交易 | 2012-04-27 | 2014-05-01 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2009-07-10 | 2012-03-23 |