| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| WRise Prestige Asset Management Limited | Rep | 就證券提供意見 | 2026-10-02 | - |
| WRise Prestige Securities Limited | Rep | 證券交易 | 2026-10-02 | - |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2011-08-08 | 2026-08-05 |
| Rep | 證券交易 | 2011-08-08 | 2026-08-05 | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 就證券提供意見 | 2010-07-02 | 2011-07-18 |
| Rep | 證券交易 | 2010-07-02 | 2011-07-18 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2010-05-14 | 2010-07-01 |
| Rep | 證券交易 | 2006-06-27 | 2010-07-01 | |
| GT CAPITAL LIMITED | Rep | 證券交易 | 2005-09-20 | 2006-06-16 |
| Everbright Securities Investment Services (HK) Limited | Rep | 提供自動化交易服務 | 2003-04-01 | 2003-07-07 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2003-11-10 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-11-10 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-11-10 | |
| Rep | 證券交易 | 2003-04-01 | 2005-09-12 |
已採集記錄中暫無金管局登記。