| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2026-06-22 | - |
| CITIC Securities Brokerage (HK) Limited | Rep | 就證券提供意見 | 2026-01-26 | - |
| Rep | 證券交易 | 2026-01-26 | - | |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2011-08-16 | 2025-11-15 |
| Rep | 證券交易 | 2008-05-29 | 2025-11-15 |
已採集記錄中暫無金管局登記。