| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2012-12-24 | 2015-09-12 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2012-06-28 | 2015-09-12 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2011-02-21 | 2015-09-12 |