| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2025-07-07 | - |
| MIB FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2019-04-11 | 2025-05-15 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2019-04-11 | - |
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2019-04-09 |
| Rep | 證券交易 | 2014-07-30 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2014-07-30 | 2019-04-09 |
| Open Securities Limited | Rep | 期貨合約交易 | 2013-01-29 | 2014-07-23 |
| Rep | 證券交易 | 2013-01-11 | 2014-07-23 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2010-04-12 | 2012-12-18 |