| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Atlas Capital Asset Management (HK) Limited | Rep | 就證券提供意見 | 2020-12-22 | 2021-11-19 |
| Rep | 提供資產管理 | 2020-12-22 | 2021-11-19 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2012-12-24 | 2014-05-01 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2011-12-05 | 2014-05-01 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2011-01-28 | 2014-05-01 |