| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2011-06-21 | 2011-09-11 |
| Rep | 證券交易 | 2011-06-21 | 2011-09-11 | |
| CAIIS Limited | Rep | 證券交易 | 2006-07-17 | 2011-04-01 |
| Rep | 就證券提供意見 | 2005-11-04 | 2011-04-01 | |
| RO | 就證券提供意見 | 2005-04-26 | 2005-11-04 | |
| Rep | 就證券提供意見 | 2003-07-31 | 2005-04-26 |