| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Quam Securities Limited | Rep | 就證券提供意見 | 2012-08-24 | 2014-04-17 |
| Rep | 證券交易 | 2012-08-24 | 2014-04-17 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2011-07-14 | 2012-08-01 |
| Rep | 證券交易 | 2011-07-14 | 2012-08-01 | |
| AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | 就證券提供意見 | 2008-08-26 | 2011-06-21 |