| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 就證券提供意見 | 2017-10-03 | - |
| Rep | 證券交易 | 2017-10-03 | - | |
| Rep | 就證券提供意見 | 2015-03-05 | 2017-10-02 | |
| Rep | 證券交易 | 2015-03-05 | 2017-10-02 | |
| KGI Asset Management Limited | Rep | 就證券提供意見 | 2013-07-29 | 2022-06-23 |
| Rep | 證券交易 | 2013-07-29 | 2022-06-23 | |
| T G HOLBORN (HK) LIMITED | Rep | 就證券提供意見 | 2008-09-09 | 2013-10-17 |