| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI Asset Management Limited | Rep | 就證券提供意見 | 2013-09-04 | 2014-02-28 |
| Rep | 證券交易 | 2013-09-04 | 2014-02-28 | |
| T G HOLBORN (HK) LIMITED | Rep | 就證券提供意見 | 2007-06-08 | 2013-11-06 |
| AIA WEALTH MANAGEMENT COMPANY LIMITED | Rep | 就機構融資提供意見 | - | 2004-06-05 |
| Rep | 提供資產管理 | - | 2005-01-03 | |
| Rep | 證券交易 | - | 2005-01-03 | |
| Rep | 就證券提供意見 | - | 2005-08-03 |