| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 就證券提供意見 | 2017-10-03 | - |
| Rep | 證券交易 | 2017-10-03 | - | |
| KGI Asset Management Limited | Rep | 提供資產管理 | 2017-07-20 | - |
| KGI ASIA LIMITED | Rep | 就證券提供意見 | 2015-08-21 | 2017-10-02 |
| Rep | 證券交易 | 2015-07-13 | 2017-10-02 | |
| Quam Securities Limited | Rep | 提供資產管理 | 2014-08-20 | 2015-07-02 |
| Rep | 證券交易 | 2014-05-20 | 2015-07-02 | |
| KGI Asset Management Limited | Rep | 就證券提供意見 | 2013-07-29 | 2014-04-30 |
| Rep | 證券交易 | 2013-07-29 | 2014-04-30 | |
| T G HOLBORN (HK) LIMITED | Rep | 就證券提供意見 | 2010-03-03 | 2013-10-21 |
| FWD Financial Planning Limited (HK) | Rep | 就證券提供意見 | 2007-07-19 | 2010-02-12 |
| T G HOLBORN (HK) LIMITED | Rep | 就證券提供意見 | 2007-05-09 | 2007-06-25 |
已採集記錄中暫無金管局登記。