| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| T.F.S. Derivatives HK Limited | Rep | 期貨合約交易 | 2024-01-02 | - |
| Rep | 證券交易 | 2024-01-02 | - | |
| RO | 期貨合約交易 | 2017-05-04 | 2021-01-04 | |
| RO | 證券交易 | 2017-05-04 | 2021-01-04 | |
| Rep | 期貨合約交易 | 2017-03-20 | 2017-05-04 | |
| Rep | 證券交易 | 2017-03-20 | 2017-05-04 | |
| LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | RO | 期貨合約交易 | 2014-01-23 | 2017-01-11 |
| RO | 證券交易 | 2014-01-23 | 2017-01-11 | |
| Rep | 期貨合約交易 | 2013-11-20 | 2014-01-23 | |
| Rep | 證券交易 | 2013-11-20 | 2014-01-23 | |
| T.F.S. Derivatives HK Limited | RO | 證券交易 | 2010-01-19 | 2013-11-06 |
| Rep | 證券交易 | 2009-07-22 | 2010-01-19 | |
| RO | 期貨合約交易 | 2009-04-03 | 2013-11-06 | |
| TRIO EQUITY DERIVATIVES (HONG KONG) LIMITED | RO | 期貨合約交易 | 2004-12-31 | 2006-12-28 |
| RO | 證券交易 | 2004-12-31 | 2006-12-28 |
金管局記錄暫時無法載入，請稍後重試。