| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| T.F.S. Derivatives HK Limited | Rep | 證券交易 | 2026-08-03 | - |
| BGC SECURITIES (HONG KONG) LLC | Rep | 證券交易 | 2019-06-28 | 2020-02-28 |
| T.F.S. Derivatives HK Limited | Rep | 證券交易 | 2009-11-24 | 2019-03-11 |
| SKY WARD ASIA LIMITED | Rep | 提供資產管理 | 2004-05-20 | 2005-07-15 |
| Rep | 證券交易 | 2004-05-20 | 2007-09-20 | |
| SKY WARD GLOBAL MANAGEMENT LIMITED | Rep | 就期貨合約提供意見 | 2004-05-20 | 2007-09-20 |
| Rep | 就證券提供意見 | 2004-05-20 | 2007-09-20 | |
| Rep | 提供資產管理 | 2004-05-20 | 2007-09-20 |