| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Quam Securities Limited | Rep | 期貨合約交易 | 2019-05-31 | 2020-06-05 |
| Rep | 證券交易 | 2019-05-31 | 2020-06-05 | |
| FULBRIGHT FUTURES LIMITED | Rep | 期貨合約交易 | 2017-03-30 | 2019-05-09 |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2017-03-30 | 2019-05-09 |
| CF SECURITIES LIMITED | Rep | 證券交易 | 2016-01-18 | 2017-03-08 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2013-07-26 | 2015-11-11 |
| TAI SHING STOCK INVESTMENT CO. LIMITED | Rep | 證券交易 | 2011-02-25 | 2013-07-05 |