| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Raffles Assets Management (HK) Co. Limited | Rep | 提供資產管理 | 2020-04-27 | 2024-01-04 |
| Swiss China Capital Limited | Rep | 就證券提供意見 | 2017-08-16 | 2017-10-12 |
| Rep | 提供資產管理 | 2017-08-16 | 2017-10-12 | |
| Rep | 證券交易 | 2017-08-16 | 2017-10-12 | |
| Open Securities Limited | Rep | 就證券提供意見 | 2011-08-11 | 2012-05-11 |
| Rep | 證券交易 | 2011-08-11 | 2012-05-11 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 就證券提供意見 | 2009-12-03 | 2011-07-08 |
| Rep | 證券交易 | 2009-12-03 | 2011-07-08 |