| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2022-06-20 | - |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 證券交易 | 2020-09-01 | 2022-05-20 |
| China-Hong Kong Link Securities Company Limited | Rep | 證券交易 | 2019-06-21 | 2020-08-17 |
| KuCoin HK Limited | Rep | 證券交易 | 2018-09-27 | 2019-06-14 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 證券交易 | 2015-02-09 | 2018-09-17 |
| XinKong International Securities Limited | Rep | 證券交易 | 2014-08-08 | 2015-01-30 |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2005-04-21 | 2011-12-30 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 證券交易 | 2005-04-21 | 2014-07-31 |
已採集記錄中暫無金管局登記。