| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GF Capital (Hong Kong) Limited | RO | 就機構融資提供意見 | 2025-12-12 | - |
| Rep | 就機構融資提供意見 | 2025-10-30 | 2025-12-12 | |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 證券交易 | 2025-10-30 | - |
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | RO | 證券交易 | 2025-04-16 | 2025-10-07 |
| RO | 就機構融資提供意見 | 2021-08-20 | 2025-10-07 | |
| Rep | 就機構融資提供意見 | 2021-05-05 | 2021-08-20 | |
| Rep | 證券交易 | 2021-05-05 | 2025-04-16 | |
| Lego Corporate Finance Limited | RO | 就機構融資提供意見 | 2018-11-21 | 2021-03-22 |
| Rep | 就機構融資提供意見 | 2016-01-22 | 2018-11-21 | |
| QUAM CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2014-03-10 | 2015-12-31 |
| VC CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2011-11-09 | 2014-03-04 |
| SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2011-02-16 | 2011-10-31 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就機構融資提供意見 | 2010-11-29 | 2011-02-01 |
| CINDA INTERNATIONAL CAPITAL LIMITED | Rep | 證券交易 | 2010-07-28 | 2010-11-20 |
| Rep | 就機構融資提供意見 | 2008-08-07 | 2010-11-20 | |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 就機構融資提供意見 | 2008-01-10 | 2008-07-25 |
| CORE PACIFIC-YAMAICHI CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2008-01-10 | 2008-07-25 |
已採集記錄中暫無金管局登記。