| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Metaverse Securities Limited (HK) | Rep | 提供資產管理 | 2026-09-30 | - |
| Rep | 就證券提供意見 | 2026-08-26 | - | |
| Rep | 證券交易 | 2026-08-26 | - | |
| TFI Securities and Futures Limited | Rep | 就證券提供意見 | 2024-12-12 | 2026-08-12 |
| Rep | 期貨合約交易 | 2024-12-12 | 2026-08-12 | |
| Rep | 證券交易 | 2024-12-12 | 2026-08-12 | |
| VALUABLE CAPITAL LIMITED | Rep | 就證券提供意見 | 2022-08-17 | 2024-12-11 |
| Rep | 期貨合約交易 | 2022-08-17 | 2024-12-11 | |
| Rep | 證券交易 | 2022-08-17 | 2024-12-11 | |
| XinKong International Securities Limited | Rep | 就證券提供意見 | 2017-10-16 | 2022-07-22 |
| RO | 證券交易 | 2017-10-16 | 2022-07-22 | |
| Rep | 證券交易 | 2014-08-18 | 2017-10-16 | |
| Rep | 期貨合約交易 | 2014-08-18 | 2022-07-22 | |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期貨合約交易 | 2005-06-14 | 2014-08-14 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 證券交易 | 2003-12-17 | 2014-08-14 |
| ASG BROKERAGE LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-09-08 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-09-08 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-09-08 | |
| Rep | 證券交易 | 2003-04-01 | 2003-12-16 | |
| ASG FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2003-04-01 | 2003-09-08 |
| Rep | 提供資產管理 | 2003-04-01 | 2003-09-08 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2003-12-16 |
已採集記錄中暫無金管局登記。