| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Grit Securities Limited | RO | 證券交易 | 2026-07-13 | - |
| Eddid Securities and Futures Limited | Rep | 槓桿式外匯交易 | 2022-07-25 | 2026-06-30 |
| RO | 證券交易 | 2022-07-22 | 2026-06-30 | |
| RO | 期貨合約交易 | 2022-03-07 | 2026-06-30 | |
| Rep | 期貨合約交易 | 2022-02-11 | 2022-03-07 | |
| Rep | 證券交易 | 2022-02-11 | 2022-07-22 | |
| XINHUI INTERNATIONAL SECURITIES COMPANY LIMITED | RO | 期貨合約交易 | 2021-07-28 | 2022-01-04 |
| Zhongpu International Futures CO., Limited | RO | 期貨合約交易 | 2019-05-23 | 2021-07-27 |
| BOCOM International Securities Limited | RO | 期貨合約交易 | 2017-10-23 | 2018-11-30 |
| Rep | 期貨合約交易 | 2017-03-13 | 2017-10-23 | |
| Rep | 就期貨合約提供意見 | 2017-03-13 | 2018-11-30 | |
| Rep | 證券交易 | 2017-03-13 | 2018-11-30 | |
| CSC FUTURES (HK) LIMITED | RO | 期貨合約交易 | 2016-09-20 | 2017-02-20 |
| Rep | 期貨合約交易 | 2013-09-17 | 2016-09-20 | |
| CSC SECURITIES (HK) LIMITED | Rep | 證券交易 | 2013-09-17 | 2017-02-20 |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2013-07-18 | 2013-09-05 |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2013-07-18 | 2013-09-05 |
| FULBRIGHT FUTURES LIMITED | Rep | 期貨合約交易 | 2012-01-13 | 2013-07-17 |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2012-01-13 | 2013-07-17 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期貨合約交易 | 2010-11-29 | 2011-12-24 |
已採集記錄中暫無金管局登記。