| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| YOUFI (ASIA) SECURITIES LIMITED | RO | 證券交易 | 2026-11-06 | - |
| D.J. SECURITIES LIMITED | RO | 就證券提供意見 | 2022-05-11 | 2025-07-18 |
| RO | 證券交易 | 2022-03-23 | 2025-07-18 | |
| Rep | 證券交易 | 2021-11-23 | 2022-03-23 | |
| CHEONG LEE SECURITIES LIMITED | Rep | 期貨合約交易 | 2013-11-26 | 2018-06-08 |
| Rep | 證券交易 | 2013-11-11 | 2018-06-08 | |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 證券交易 | 2011-06-01 | 2013-11-02 |
已採集記錄中暫無金管局登記。