| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited | Rep | 證券交易 | 2022-05-25 | - |
| Soochow Securities International Futures Limited | Rep | 期貨合約交易 | 2022-05-25 | - |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期貨合約交易 | 2012-11-12 | 2022-05-12 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 證券交易 | 2008-06-13 | 2022-05-12 |