| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TFI Securities and Futures Limited | Rep | 證券交易 | 2024-11-06 | - |
| VALUABLE CAPITAL LIMITED | Rep | 證券交易 | 2022-07-20 | 2024-10-31 |
| XinKong International Securities Limited | Rep | 證券交易 | 2014-08-27 | 2022-06-30 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 證券交易 | 2005-06-08 | 2014-08-25 |