| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ALTRUIST FINANCIAL GROUP LIMITED | Rep | 就證券提供意見 | 2012-06-08 | 2013-02-24 |
| Rep | 證券交易 | 2012-06-08 | 2013-02-24 | |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 就證券提供意見 | 2011-04-21 | 2012-04-21 |
| Rep | 證券交易 | 2011-04-21 | 2012-04-21 | |
| PEGASUS FUND MANAGERS LIMITED | Rep | 證券交易 | 2011-02-23 | 2011-04-03 |
| Rep | 就證券提供意見 | 2011-02-21 | 2011-04-03 | |
| AIA WEALTH MANAGEMENT COMPANY LIMITED | Rep | 就證券提供意見 | 2006-07-31 | 2009-06-08 |