| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | 就證券提供意見 | 2012-03-28 | 2014-06-19 |
| Rep | 證券交易 | 2010-06-30 | 2014-06-19 | |
| RO | 就證券提供意見 | 2007-12-27 | 2012-03-28 | |
| Rep | 提供資產管理 | 2007-08-01 | 2014-06-19 | |
| Rep | 就證券提供意見 | 2007-07-11 | 2007-12-27 | |
| THORNTON GLOBAL WEALTH MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2004-12-09 | 2007-05-29 |
| HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | 提供資產管理 | 2004-08-12 | 2004-11-29 |
| Rep | 證券交易 | 2004-07-07 | 2004-11-29 |