| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Wisdom Asset Management Limited (HK) | Rep | 就證券提供意見 | 2017-11-08 | - |
| Rep | 提供資產管理 | 2017-11-08 | - | |
| Rep | 證券交易 | 2017-11-08 | - | |
| TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | 證券交易 | 2010-06-30 | 2017-10-12 |
| Rep | 就證券提供意見 | 2009-10-13 | 2017-10-12 | |
| Rep | 提供資產管理 | 2009-10-13 | 2017-10-12 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2007-06-11 | 2008-08-30 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2007-06-11 | 2008-08-30 |