| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2020-06-05 | - |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2020-05-15 | - |
| DBS VICKERS (HONG KONG) LIMITED | Rep | 證券交易 | 2018-07-18 | 2020-05-04 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2017-05-05 | 2018-07-04 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2017-05-05 | 2018-07-04 |