| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2014-06-27 | 2014-12-09 |
| TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | 就證券提供意見 | 2011-06-28 | 2011-09-30 |
| Rep | 證券交易 | 2011-06-28 | 2011-09-30 | |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 槓桿式外匯交易 | - | 2005-09-06 |