| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TAT LEE SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2004-11-05 | 2011-12-31 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2004-08-24 | 2004-09-28 |
| Everbright Securities Investment Services (HK) Limited | Rep | 提供自動化交易服務 | - | 2003-07-07 |
| Rep | 就機構融資提供意見 | - | 2004-01-20 | |
| Rep | 就證券提供意見 | - | 2004-01-20 | |
| Rep | 提供資產管理 | - | 2004-01-20 | |
| Rep | 證券交易 | - | 2004-08-06 |