| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Frontpage Capital Limited | RO | 就機構融資提供意見 | 2016-06-21 | - |
| RO | 證券交易 | 2016-06-21 | - | |
| Rep | 就機構融資提供意見 | 2016-03-08 | 2016-06-21 | |
| SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2016-02-04 | 2016-02-29 |
| VEDA CAPITAL LIMITED (HK) | Rep | 就機構融資提供意見 | 2015-12-22 | 2016-01-04 |
| TC Capital International Limited | RO | 就機構融資提供意見 | 2015-04-28 | 2015-12-16 |
| RO | 證券交易 | 2015-04-28 | 2015-12-16 | |
| Rep | 就機構融資提供意見 | 2013-03-14 | 2015-04-28 | |
| Rep | 證券交易 | 2013-03-14 | 2015-04-28 | |
| Neutral Financial Holding Company Limited | Rep | 就機構融資提供意見 | 2012-03-16 | 2013-02-28 |
| Rep | 證券交易 | 2012-03-16 | 2013-02-28 | |
| TC Capital International Limited | Rep | 就機構融資提供意見 | 2011-06-14 | 2012-03-09 |
| Neutral Financial Holding Company Limited | Rep | 就機構融資提供意見 | 2009-01-19 | 2011-05-29 |
| Rep | 證券交易 | 2009-01-19 | 2011-05-29 |
已採集記錄中暫無金管局登記。