| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Soochow Securities International Futures Limited | Rep | 期貨合約交易 | 2021-12-08 | 2025-03-13 |
| Soochow Securities International Brokerage Limited | Rep | 就證券提供意見 | 2021-11-16 | 2025-03-13 |
| Rep | 證券交易 | 2021-11-16 | 2025-03-13 | |
| Theia Securities Limited | Rep | 就證券提供意見 | 2020-10-08 | 2021-10-31 |
| Rep | 提供資產管理 | 2020-10-08 | 2021-10-31 | |
| Rep | 證券交易 | 2018-03-08 | 2021-10-31 | |
| Telecom King Securities Limited | Rep | 期貨合約交易 | 2011-10-06 | 2018-03-01 |
| Rep | 證券交易 | 2011-04-18 | 2018-03-01 |