| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| JUMP TRADING HONG KONG LIMITED | RO | 期貨合約交易 | 2021-11-05 | - |
| RO | 證券交易 | 2021-11-05 | - | |
| Grand Rich Global Group Limited | RO | 提供資產管理 | 2019-08-23 | 2021-01-31 |
| Grand Rich (Hong Kong) International Limited | RO | 就證券提供意見 | 2018-04-04 | 2021-01-31 |
| RO | 證券交易 | 2018-04-04 | 2021-01-31 | |
| GRAND RICH FUTURES LIMITED | RO | 就期貨合約提供意見 | 2018-04-04 | 2021-01-31 |
| RO | 期貨合約交易 | 2018-04-04 | 2021-01-31 | |
| Bluemount Securities Limited | RO | 就證券提供意見 | 2016-11-30 | 2017-08-01 |
| RO | 證券交易 | 2016-11-30 | 2017-08-01 | |
| Bluemount Asset Management Limited | RO | 提供資產管理 | 2016-11-22 | 2017-08-01 |
| BIN YUAN CAPITAL LIMITED | RO | 就證券提供意見 | 2016-03-11 | 2016-09-30 |
| RO | 提供資產管理 | 2015-09-29 | 2016-09-30 | |
| SBI China Capital Financial Services Limited | Rep | 證券交易 | 2014-11-03 | 2015-08-13 |
| TOKAI TOKYO SECURITIES (ASIA) LIMITED | Rep | 就證券提供意見 | 2008-04-15 | 2014-09-25 |
| Rep | 期貨合約交易 | 2008-04-15 | 2014-09-25 | |
| Rep | 證券交易 | 2006-05-18 | 2014-09-25 | |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2005-09-30 | 2006-05-10 |
已採集記錄中暫無金管局登記。