| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KAISER FUTURES LIMITED | Rep | 期貨合約交易 | 2013-05-06 | 2023-02-01 |
| KAISER SECURITIES LIMITED | Rep | 證券交易 | 2013-05-06 | 2023-02-01 |
| Apricot Capital (Hong Kong) Limited | Rep | 證券交易 | 2007-08-03 | 2013-05-01 |
| TOPMORE COMMODITIES LIMITED | Rep | 期貨合約交易 | 2007-08-03 | 2013-05-01 |
| GET NICE FUTURES COMPANY LIMITED | Rep | 提供資產管理 | - | 2004-11-25 |
| Rep | 就期貨合約提供意見 | - | 2007-07-27 | |
| Rep | 期貨合約交易 | - | 2007-07-27 | |
| GET NICE SECURITIES LIMITED | Rep | 就機構融資提供意見 | - | 2005-03-16 |
| Rep | 提供資產管理 | - | 2005-03-16 | |
| Rep | 就證券提供意見 | - | 2007-07-27 | |
| Rep | 證券交易 | - | 2007-07-27 |