| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOSCO SECURITIES LIMITED | Rep | 證券交易 | 2013-06-20 | - |
| Apricot Capital (Hong Kong) Limited | Rep | 證券交易 | 2004-01-12 | 2013-05-31 |
| ENLIGHTEN FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2003-04-01 | 2003-05-23 |
| Rep | 提供資產管理 | 2003-04-01 | 2003-05-23 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2003-05-23 | |
| ENLIGHTEN SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-05-23 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-05-23 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-05-23 | |
| Rep | 證券交易 | 2003-04-01 | 2004-01-06 |