| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KAISER SECURITIES LIMITED | Rep | 證券交易 | 2013-05-06 | 2014-05-19 |
| Apricot Capital (Hong Kong) Limited | Rep | 證券交易 | 2003-12-30 | 2013-05-01 |
| ENLIGHTEN SECURITIES LIMITED | Rep | 就機構融資提供意見 | - | 2003-11-06 |
| Rep | 就證券提供意見 | - | 2003-11-06 | |
| Rep | 提供資產管理 | - | 2003-11-06 | |
| Rep | 證券交易 | - | 2003-12-22 |