| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UPMAX SECURITIES LIMITED | Rep | 證券交易 | 2017-10-04 | - |
| Canfield Securities Company Limited | Rep | 證券交易 | 2017-06-30 | 2017-10-04 |
| AIF Securities Limited | Rep | 證券交易 | 2007-05-02 | 2017-01-19 |
| BETA INTERNATIONAL SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-03-30 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-03-30 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-03-30 | |
| Rep | 證券交易 | 2003-04-01 | 2007-05-02 |
已採集記錄中暫無金管局登記。