| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Dymon Asia Capital (HK) Limited | Rep | 提供資產管理 | 2023-02-17 | - |
| TRIBRIDGE INVESTMENT PARTNERS LIMITED | Rep | 提供資產管理 | 2008-08-07 | 2013-04-01 |
| Rep | 就證券提供意見 | 2008-06-13 | 2013-04-01 | |
| Bright Fund Management Limited | Rep | 就證券提供意見 | 2007-03-28 | 2008-06-01 |
| Rep | 證券交易 | 2007-03-28 | 2008-06-01 | |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2007-03-28 | 2008-06-01 |