| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| WealthTac Global Asset Management Limited | Rep | 就證券提供意見 | 2024-04-10 | - |
| Rep | 提供資產管理 | 2024-04-10 | - | |
| INTERNATIONAL COMMERCE CORPORATION | Rep | 就證券提供意見 | 2020-01-23 | 2024-01-01 |
| Rep | 提供資產管理 | 2020-01-23 | 2024-01-01 | |
| Goldyard Capital Limited | Rep | 就證券提供意見 | 2016-04-06 | 2019-12-11 |
| Rep | 提供資產管理 | 2016-04-06 | 2019-12-11 | |
| CBH Asia Limited | Rep | 證券交易 | 2010-10-15 | 2016-01-26 |
| Rep | 就證券提供意見 | 2007-10-09 | 2016-01-26 | |
| Rep | 提供資產管理 | 2007-10-09 | 2016-01-26 | |
| HONG KONG ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2006-04-03 | 2007-09-10 |
| Rep | 提供資產管理 | 2005-06-27 | 2007-09-10 |