| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| T.F.S. Derivatives HK Limited | Rep | 期貨合約交易 | 2019-12-11 | 2020-08-14 |
| Rep | 證券交易 | 2019-12-11 | 2020-08-14 | |
| TULLETT PREBON (HONG KONG) LIMITED | RO | 提供自動化交易服務 | 2017-11-13 | 2019-12-02 |
| RO | 期貨合約交易 | 2011-07-27 | 2019-12-02 | |
| RO | 證券交易 | 2011-07-27 | 2019-12-02 | |
| Rep | 期貨合約交易 | 2010-10-26 | 2011-07-27 | |
| Rep | 證券交易 | 2010-10-26 | 2011-07-27 | |
| GFI (HK) SECURITIES L.L.C. | Rep | 證券交易 | 2009-02-12 | 2010-07-02 |