| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GFI (HK) SECURITIES L.L.C. | RO | 期貨合約交易 | 2026-07-23 | - |
| RO | 證券交易 | 2026-07-23 | - | |
| BGC SECURITIES (HONG KONG) LLC | RO | 期貨合約交易 | 2020-04-27 | - |
| RO | 證券交易 | 2020-04-27 | - | |
| Rep | 期貨合約交易 | 2017-06-05 | 2020-04-27 | |
| Rep | 證券交易 | 2017-06-05 | 2020-04-27 | |
| TULLETT PREBON (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2011-02-18 | 2017-01-09 |
| Rep | 證券交易 | 2011-02-18 | 2017-01-09 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 證券交易 | 2004-02-09 | 2007-08-01 |