| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Tung Shing Futures (Brokers) Limited | Rep | 期貨合約交易 | 2010-09-17 | 2013-04-29 |
| Tung Shing Securities (Brokers) Limited | Rep | 證券交易 | 2010-09-17 | 2013-04-29 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2010-06-25 | 2010-09-01 |
| Tung Shing Futures (Brokers) Limited | Rep | 期貨合約交易 | 2008-06-23 | 2010-05-31 |
| Tung Shing Securities (Brokers) Limited | Rep | 證券交易 | 2007-09-14 | 2010-05-31 |