| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2017-02-13 | - |
| Rep | 證券交易 | 2017-02-13 | - | |
| Tung Shing Futures (Brokers) Limited | Rep | 期貨合約交易 | 2003-04-01 | 2017-02-12 |
| Tung Shing Securities (Brokers) Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-01-09 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-01-09 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-01-09 | |
| Rep | 證券交易 | 2003-04-01 | 2017-02-12 |