| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2022-09-28 | - |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2022-09-28 | - |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2017-02-13 | 2018-01-15 |
| Rep | 期貨合約交易 | 2017-02-13 | 2022-09-12 | |
| Rep | 證券交易 | 2017-02-13 | 2022-09-12 | |
| Tung Shing Securities (Brokers) Limited | Rep | 槓桿式外匯交易 | 2013-09-27 | 2017-02-12 |
| Tung Shing Futures (Brokers) Limited | Rep | 期貨合約交易 | 2011-04-19 | 2017-02-12 |
| Tung Shing Securities (Brokers) Limited | Rep | 證券交易 | 2011-04-19 | 2017-02-12 |
已採集記錄中暫無金管局登記。