| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2025-08-11 |
| Rep | 證券交易 | 2016-08-17 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2016-08-17 | 2025-08-11 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2016-06-17 | 2016-07-24 |
| Rep | 證券交易 | 2016-06-17 | 2016-07-24 | |
| Tung Shing Futures (Brokers) Limited | Rep | 期貨合約交易 | - | 2016-07-24 |
| Tung Shing Securities (Brokers) Limited | Rep | 就機構融資提供意見 | - | 2004-01-10 |
| Rep | 就證券提供意見 | - | 2004-01-10 | |
| Rep | 提供資產管理 | - | 2004-01-10 | |
| Rep | 證券交易 | - | 2016-07-24 |