Personnel Hong Kong SFC License Details (ID 96460)

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

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只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
SINOPAC SECURITIES (ASIA) LIMITED	Rep	期貨合約交易	2017-02-13	2017-07-11
	Rep	證券交易	2017-02-13	2017-07-11
	Rep	期貨合約交易	2016-06-17	2017-02-12
	Rep	證券交易	2016-06-17	2017-02-12
Tung Shing Futures (Brokers) Limited	Rep	期貨合約交易	2005-01-03	2017-02-12
Tung Shing Securities (Brokers) Limited	Rep	證券交易	2005-01-03	2017-02-12
CSC FUTURES (HK) LIMITED	Rep	期貨合約交易	2004-07-30	2004-12-23
CSC SECURITIES (HK) LIMITED	Rep	證券交易	2004-07-30	2004-12-23
Tung Shing Futures (Brokers) Limited	Rep	期貨合約交易	2003-12-15	2004-07-26
Tung Shing Securities (Brokers) Limited	Rep	證券交易	2003-12-15	2004-07-26
HOORAY SECURITIES LIMITED	Rep	證券交易	2003-04-30	2003-12-12
VERCAP Financial Services Limited	Rep	期貨合約交易	2003-04-30	2003-12-12
KARL-THOMSON COMMODITIES COMPANY LIMITED	Rep	就期貨合約提供意見	-	2003-04-17
	Rep	提供資產管理	-	2003-04-17
	Rep	期貨合約交易	-	2003-04-17
KARL-THOMSON SECURITIES COMPANY LIMITED	Rep	就機構融資提供意見	-	2003-04-17
	Rep	就證券提供意見	-	2003-04-17
	Rep	提供資產管理	-	2003-04-17
	Rep	提供自動化交易服務	-	2003-04-17
	Rep	證券交易	-	2003-04-17