| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Tung Shing Futures (Brokers) Limited | Rep | 期貨合約交易 | 2010-03-30 | 2013-04-08 |
| Tung Shing Securities (Brokers) Limited | Rep | 證券交易 | 2010-03-17 | 2013-04-08 |
| HING WONG SECURITIES LIMITED | Rep | 證券交易 | 2008-10-15 | 2010-02-11 |
| XinKong International Securities Limited | Rep | 期貨合約交易 | 2007-09-27 | 2008-07-16 |
| Rep | 證券交易 | 2007-09-27 | 2008-07-16 |