| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CREATIVE ASSET MANAGEMENT LIMITED (HK) | RO | 就證券提供意見 | 2018-06-28 | - |
| RO | 提供資產管理 | 2018-06-28 | - | |
| Rep | 就證券提供意見 | 2016-11-21 | 2018-06-28 | |
| Rep | 提供資產管理 | 2015-11-20 | 2018-06-28 | |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2014-12-11 | 2015-10-19 |
| Tung Shing Futures (Brokers) Limited | Rep | 期貨合約交易 | 2003-04-01 | 2011-08-11 |
| Tung Shing Securities (Brokers) Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-01-10 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-01-10 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-01-10 | |
| Rep | 證券交易 | 2003-04-01 | 2014-12-05 |