| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2022-02-28 |
| Rep | 證券交易 | 2016-04-06 | 2017-10-02 | |
| Tung Shing Securities (Brokers) Limited | Rep | 證券交易 | 2004-04-17 | 2016-04-01 |
| BOCI SECURITIES LIMITED | Rep | 就機構融資提供意見 | - | 2004-01-12 |
| Rep | 就證券提供意見 | - | 2004-01-12 | |
| Rep | 提供資產管理 | - | 2004-01-12 | |
| Rep | 證券交易 | - | 2004-04-13 |