| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TUNG TAI SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2006-01-06 | 2023-03-31 |
| Vantum Securities and Futures Limited | Rep | 期貨合約交易 | 2006-01-06 | 2023-05-19 |
| WOCOM FOREIGN EXCHANGE CO. LIMITED | Rep | 槓桿式外匯交易 | - | 2005-12-31 |
| WOCOM LIMITED (HK) | Rep | 就期貨合約提供意見 | - | 2003-08-22 |
| Rep | 提供資產管理 | - | 2003-08-22 | |
| Rep | 期貨合約交易 | - | 2005-12-31 | |
| WOCOM SECURITIES LIMITED | Rep | 就機構融資提供意見 | - | 2003-08-22 |
| Rep | 就證券提供意見 | - | 2003-08-22 | |
| Rep | 提供資產管理 | - | 2003-08-22 | |
| Rep | 證券交易 | - | 2005-12-31 |