Wood, Robert Michael (SFC:AVS462)
證監會中央編號:AVS462
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BridgeWood Alternatives Limited | RO | 就證券提供意見 | 2021-07-02 | - |
| RO | 證券交易 | 2021-07-02 | - | |
| Finex Hong Kong Limited | RO | 就證券提供意見 | 2020-03-20 | 2021-06-18 |
| RO | 證券交易 | 2020-03-20 | 2021-06-18 | |
| Rep | 就證券提供意見 | 2019-02-18 | 2020-03-20 | |
| Rep | 證券交易 | 2019-02-18 | 2020-03-20 | |
| BUCEPHALUS RESEARCH PARTNERSHIP LIMITED | Rep | 就證券提供意見 | 2018-08-02 | 2019-02-13 |
| FACTORIAL MANAGEMENT LIMITED | Rep | 提供資產管理 | 2016-03-11 | 2018-05-04 |
| Strategic Vision Investment Limited | Rep | 提供資產管理 | 2014-09-25 | 2016-02-01 |
| SERICA PARTNERS LIMITED | Rep | 提供資產管理 | 2013-01-21 | 2014-09-13 |
| WSY INVESTMENTS LIMITED | Rep | 提供資產管理 | 2011-10-28 | 2012-12-17 |
| UBP ASSET MANAGEMENT ASIA LIMITED | Rep | 提供資產管理 | 2011-02-09 | 2011-10-01 |
| Rep | 就證券提供意見 | 2010-10-18 | 2011-10-01 | |
| Rep | 證券交易 | 2010-10-18 | 2011-10-01 |