Webb-site Legacy

O'Meara, Christopher James Sidney

證監會中央編號:AFQ412

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
UBS DERIVATIVES HONG KONG LIMITED	RO	期貨合約交易	2010-10-27	2014-04-10
UBS SECURITIES ASIA LIMITED	RO	證券交易	2010-10-27	2014-04-10
UBS SECURITIES HONG KONG LIMITED	RO	證券交易	2010-10-27	2014-04-10
UBS DERIVATIVES HONG KONG LIMITED	Rep	期貨合約交易	2010-07-06	2010-10-27
UBS SECURITIES ASIA LIMITED	Rep	證券交易	2010-07-06	2010-10-27
	Rep	期貨合約交易	2010-07-06	2014-04-10
UBS SECURITIES HONG KONG LIMITED	Rep	證券交易	2010-07-06	2010-10-27
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	期貨合約交易	2010-02-04	2010-03-30
Nomura Asia Investment (Hong Kong) Limited	Rep	期貨合約交易	2008-11-28	2010-02-19
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	期貨合約交易	2008-10-09	2010-03-30
	Rep	證券交易	2008-10-09	2010-03-30
LEHMAN BROTHERS ASIA LIMITED	Rep	證券交易	2006-11-27	2008-09-29
LEHMAN BROTHERS SECURITIES ASIA LIMITED	Rep	證券交易	2006-11-27	2008-09-29
LEHMAN BROTHERS ASIA LIMITED	RO	證券交易	2006-04-28	2006-11-27
LEHMAN BROTHERS SECURITIES ASIA LIMITED	RO	證券交易	2006-04-28	2006-11-27
LEHMAN BROTHERS ASIA LIMITED	RO	期貨合約交易	2005-04-27	2008-09-29
LEHMAN BROTHERS FUTURES ASIA LIMITED	RO	期貨合約交易	2005-04-27	2008-09-29
LEHMAN BROTHERS ASIA LIMITED	Rep	提供自動化交易服務	2003-06-03	2003-09-19
LEHMAN BROTHERS FUTURES ASIA LIMITED	Rep	提供自動化交易服務	2003-06-03	2003-09-08
LEHMAN BROTHERS SECURITIES ASIA LIMITED	Rep	提供自動化交易服務	2003-06-03	2003-09-04
LEHMAN BROTHERS ASIA LIMITED	Rep	期貨合約交易	2003-04-24	2005-04-27
	Rep	證券交易	2003-04-24	2006-04-28
LEHMAN BROTHERS FUTURES ASIA LIMITED	Rep	期貨合約交易	2003-04-24	2005-04-27
LEHMAN BROTHERS SECURITIES ASIA LIMITED	Rep	證券交易	2003-04-24	2006-04-28